‘Enforcement 40’ for 2020
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By Securities Docket on December 13, 2018, 8:41 am
A former top Allen & Overy regulatory partner who had represented some of the world’s largest banks and financial institutions is the Trump administration’s nominee to lead the U.S. Commodity Futures Trading Commission. Heath Tarbert, who joined Allen & Overy in 2014, had been the head of the U.S. bank regulatory group and a leader […]
By Securities Docket on December 13, 2018, 8:40 am
While reiterating that pursuing individuals who are responsible for corporate wrongdoing will remain a top priority for DOJ, the revised policy scales back the level of disclosure required by companies who are the targets of criminal investigations. Specifically, under the revised policy, companies are no longer required to expend time and resources identifying and collecting […]