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Browse: Home / 2018 / December / 24 / SEC Charges Two Robo-Advisers With False Disclosures

SEC Charges Two Robo-Advisers With False Disclosures

By Securities Docket on December 24, 2018, 1:13 pm

The Securities and Exchange Commission today instituted settled proceedings against two robo-advisers for making false statements about investment products and publishing misleading advertising.  The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services.

via SEC.gov | SEC Charges Two Robo-Advisers With False Disclosures.

Posted in SEC, Top | Tagged Robo-advisors

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