‘Enforcement 40’ for 2020
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Jan. 16 Webcast: Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions (2018 Update)
Please join F. Joseph Warin, John W.F. Chesley, Sean X. McKessy and Jim Barratt for this free webcast.
Wells Fargo pays $575 million to settle state investigations – NZ Herald
Wells Fargo will pay $575 million in a settlement with attorneys general from all 50 states and the District of Columbia that are investigating fake accounts opened without the knowledge of customers and a string of other dodgy practices. Under the agreement announced Friday, the bank will also create teams to review and respond to […]
Here’s how to prosecute foreign bribe takers – The FCPA Blog – The FCPA Blog
While it is impossible to know who initiates most bribe situations, the giver or the receiver, one thing is clear: no bribe can take place without both. It is for this reason that international conventions such as the OECD Anti-Bribery Convention and the UN Convention Against Corruption encourage state parties to address both sides of […]
Ex-Goldman Sachs employee pleads guilty to insider trading | Reuters
A former Goldman Sachs Group Inc (GS.N) employee pleaded guilty on Wednesday to engaging in insider trading based on non-public information about several companies that were clients of the investment bank, Manhattan federal prosecutors announced. Woojae “Steve” Jung, who was a vice president with the bank in San Francisco, has agreed to forfeit $130,000 he […]