Daily Archives: January 4, 2019, 12:37 pm

Extended shutdown of SEC could delay IPOs, ripple through market, experts warn – The Washington Post

The shuttering of the Securities and Exchange Commission during a prolonged government shutdown could ripple throughout the markets, including slowing some highly anticipated stock offerings by companies such as Uber and Lyft, securities experts say. via Extended shutdown of SEC could delay IPOs, ripple through market, experts warn – The Washington Post.

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Government shutdown crimps SEC exams

If you’re an investment adviser hoping to avoid a Securities and Exchange Commission exam, the partial government shutdown now in its second week is working in your favor. Although the shutdown, which started Dec. 22, proceeded quietly during the holidays, it is now starting to have more visible repercussions. One impact on investment advisers: the SEC appears to have halted…

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