‘Enforcement 40’ for 2020
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By Securities Docket on January 9, 2019, 8:49 am
Initial public offerings and normal policing of the securities industry are on hold as the federal government’s partial shutdown drags into a third week. Many Securities and Exchange Commission officials can’t respond to emails or calls. Only a few are able to hold meetings. The agency’s normal back-and-forth with companies on capital raising, enforcement matters, […]
By Securities Docket on January 9, 2019, 8:47 am
King & Spalding announced today that Aaron Lipson, former Associate Director for Enforcement in the Securities and Exchange Commission’s Atlanta Regional Office, has joined the firm as a partner on the Special Matters and Government Investigations team in the Atlanta office. Lipson spent 14 years at the SEC, and in his most recent role, served […]