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Browse: Home / 2019 / January / 09 / IPOs, Wall Street Enforcement at Standstill With SEC Shut Down

IPOs, Wall Street Enforcement at Standstill With SEC Shut Down

By Securities Docket on January 9, 2019, 8:49 am

Initial public offerings and normal policing of the securities industry are on hold as the federal government’s partial shutdown drags into a third week.

Many Securities and Exchange Commission officials can’t respond to emails or calls. Only a few are able to hold meetings. The agency’s normal back-and-forth with companies on capital raising, enforcement matters, and other issues is at a standstill. Ride-sharing companies Uber Technologies Inc. and Lyft Inc. could face delays in launching their highly anticipated IPOs.

via IPOs, Wall Street Enforcement at Standstill With SEC Shut Down.

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Posted in SEC, Top | Tagged Shutdown

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