‘Enforcement 40’ for 2020
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By Securities Docket on January 10, 2019, 2:27 pm
Beginning on Thursday, December 27, 2018 and continuing until further notice, the SEC has had only a limited number of staff members actively engaged in Commission business. While there are staff members available to respond to emergency situations involving market integrity and investor protection, including law enforcement, and the SEC continues to operate certain systems […]