‘Enforcement 40’ for 2020
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By Securities Docket on January 21, 2019, 2:38 pm
President Donald Trump has failed to advance Democratic nominees to three key financial regulatory agencies for months, breaking yet another Washington tradition and sparing Wall Street companies from enforcement penalties. Slots at the SEC, the FDIC and the National Credit Union Administration have gone unfilled because the White House has not nominated Democrats to take […]
By Securities Docket on January 21, 2019, 1:24 pm
House Financial Services Committee Chairwoman Maxine Waters, D-Calif., and ranking member Rep. Patrick McHenry, R-N.C., introduced bipartisan legislation Friday to curb insider trading. The Promoting Transparent Standards for Corporate Insiders Act, H.R. 624, requires the Securities and Exchange Commission to amend Rule 10b5-1 to ensure corporate insiders are unable to indirectly engage in illegal insider […]