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Browse: Home / 2019 / January / 25 / Billion-Dollar Retirement Scam: Who Ya Gonna Call? SEC, CFTC?

Billion-Dollar Retirement Scam: Who Ya Gonna Call? SEC, CFTC?

By Securities Docket on January 25, 2019, 12:51 pm

As a former SEC attorney with more than a little experience in whistleblower matters, I suspect I will soon learn, in connection with filing a whistleblower complaint on the above mentioned billion-dollar retirement scam, whether or not the SEC is truly monitoring tips that pose imminent harm to investors. But the larger point is, for the moment—until the so-called partial government shutdown ends—whistleblowers cannot be certain their complaints are being fully, professionally acted upon by the SEC.

That’s perilous for whistleblowers, investors and the nation.

via Billion-Dollar Retirement Scam: Who Ya Gonna Call? SEC, CFTC?.

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Posted in SEC, Top | Tagged Shutdown, Whistleblowers

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