‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInShamoil T. Shipchandler, Regional Director of the SEC’s Fort Worth Regional Office, Has Left the Agency
The Securities and Exchange Commission today announced that Shamoil T. Shipchandler, Director of the Fort Worth Regional Office, left the agency on Friday, January 25. Under Mr. Shipchandler’s leadership, the Fort Worth office has brought numerous significant enforcement actions and has conducted examination activities that have strengthened compliance in the industry, including filing novel cases […]
D&O Insurance: Policy Wording Matters | The D&O Diary
Everyone involved in any way in D&O insurance transactions has seen an insurance buyer choose to buy a policy that while less expensive provides narrower coverage. Sometimes the price difference might be slight, sometimes the difference could be significant. But the fact is, the most expensive policy is the one that doesn’t provide coverage when […]
Shamoil Shipchandler resigns as SEC regional director – Dallas Business Journal
Shamoil Shipchandler, the director of the U.S. Securities and Exchange Commission’s Fort Worth regional office, has resigned his position as the federal government’s top corporate cop effective today. The Texas Lawbook has learned from multiple sources that Shipchandler, who became SEC regional director in August 2015, informed senior officials and staff of his decision over the […]
Sandra Moser Joins Quinn Emanuel
Sandra Moser has joined Quinn Emanuel in Washington, D.C. Moser, a 12-year veteran of the U.S. Department of Justice, has been for the last two years at the helm of the Criminal Division’s Fraud Section – a job she left earlier this month. In the chief role and in prior roles at the Fraud Section, […]
Are ICO Tokens Securities? Startup Wants a Judge to Decide – WSJ
Social-media startup Kik Interactive Inc. of Waterloo, Ontario, plans to fight an expected enforcement action from the Securities and Exchange Commission over a 2017 initial coin online offering, Chief Executive Ted Livingston told The Wall Street Journal, setting the stage for a legal battle that could have broad ramifications for the digital-currency market. The SEC’s […]