‘Enforcement 40’ for 2020
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By Securities Docket on January 31, 2019, 2:05 pm
Guest Columnist Jeff Litvak on how a neutral accountant can save the parties to a dispute a significant amount of time and money.
By Securities Docket on January 31, 2019, 10:21 am
The Securities and Exchange Commission today announced settled charges against four public companies for failing to maintain internal control over financial reporting (ICFR) for seven to 10 consecutive annual reporting periods. Two of the charged companies also failed to complete the required evaluation of the effectiveness of ICFR for two consecutive annual reporting periods. via SEC.gov […]
By Securities Docket on January 31, 2019, 10:19 am
Now the company has run into potentially more severe trouble, this time with the U.S. SEC, which has deemed ICOs as securities. In an interview with the Wall Street Journal, Kik CEO Ted Livingston said the U.S. regulator isn’t accusing the company of fraud, but because Kik failed to register the ICO with the SEC, […]