‘Enforcement 40’ for 2020
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By Securities Docket on March 6, 2019, 8:35 am
‘Companies can’t go to prison, but individuals can,” says one lawyer involved in the defence of individuals at the centre of a Serious Fraud Office investigation. “People are more heavily invested in their defence than a business is – companies just want to put things behind them and move on.” His comments are pertinent as […]
By Securities Docket on March 6, 2019, 8:34 am
A federal appeals court upheld the U.S. Securities and Exchange Commission’s $92.8 million civil fine against convicted Galleon Group hedge fund manager Raj Rajaratnam, nine months after refusing to shorten his 11-year prison term for insider trading. via Rajaratnam’s $92.8 million SEC civil fine is upheld | Reuters.
By Securities Docket on March 6, 2019, 8:33 am
Stephen A. Cazares, a former federal prosecutor with two decades of experience handling complex corporate and securities fraud investigations and litigation, has joined the renowned white collar and government investigations team at Davis Wright Tremaine LLP, as a partner. He will serve clients across the country from the firm’s Los Angeles and San Francisco offices. […]