‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on March 12, 2019, 9:01 am
The road trip begins in San Francisco on March 26, at the SEC’s local office, with the next visit planned for Denver. While FinHub staffers at the meetings are able to answer questions about startups’ projects, they will not be able to provide legal advice, said Valerie Szczepanik, the SEC’s senior advisor for digital assets […]
By Securities Docket on March 12, 2019, 9:00 am
Federal investigators searched the personal electronic devices and online accounts of Rep. Chris Collins’ closest associates as they put together an insider trading case against the congressman, prosecutors said in newly filed court papers. via Prosecutors searched devices of Collins associates in trading case – The Buffalo News.
By Securities Docket on March 12, 2019, 8:59 am
The social network is reportedly developing a cryptocurrency that could be part of a multibillion-dollar revenue opportunity, Barclays internet analyst Ross Sandler said in a note to clients Monday. Sandler forecasted as much as $19 billion in additional revenue by 2021 from “Facebook Coin.” Conservatively, the firm sees a base-case of an incremental $3 billion […]
By Securities Docket on March 12, 2019, 8:58 am
Musk had until Monday to explain why he shouldn’t be held him in contempt of court over a tweet on Feb. 19, published outside trading hours, which the SEC said violated a September settlement agreement with the unpredictable CEO. His lawyers disagreed, arguing that the tweets in question complied with the earlier SEC settlement terms. […]
By Securities Docket on March 12, 2019, 8:57 am
Tesla Inc. has declined to identify the in-house lawyer who is supposed to watch over Musk’s prodigious — and legally contentious — tweeting habit. Now that the billionaire is once again courting trouble with the U.S. Securities and Exchange Commission via Twitter, the question of who, if anyone, can reel him in has taken on […]