‘Enforcement 40’ for 2020
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By Securities Docket on March 19, 2019, 9:19 am
The U.S. Securities and Exchange Commission said it’s “stunning” that Elon Musk didn’t seek pre-approval of any of his tweets about Tesla Inc. in the months since he was ordered by a judge to do so. Musk’s August tweets about taking Tesla private resulted in $40 million in fines, the appointment of two independent board […]
By Securities Docket on March 19, 2019, 9:01 am
The Securities and Exchange Commission today announced that Justin C. Jeffries has been named the Associate Regional Director for enforcement in the Atlanta Regional Office. Mr. Jeffries succeeds Aaron Lipson, who left the agency in December 2018. In his new role, Mr. Jeffries will oversee the Atlanta office’s enforcement efforts in Georgia, North Carolina, South […]