‘Enforcement 40’ for 2020
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By Securities Docket on March 20, 2019, 2:16 pm
Jenner & Block announced today that Charles D. Riely, a former assistant regional director of the US Securities and Exchange Commission’s (SEC) Division of Enforcement, joined the firm as a partner in New York. He is a member of the firm’s Investigations, Compliance and Defense Practice. via Jenner & Block | Senior SEC Enforcement Lawyer […]
By Securities Docket on March 20, 2019, 9:42 am
At the heart of a $475 million lawsuit that investors in 19 countries have brought against Denmark’s largest bank is a lesson for legal departments regarding the importance of compliance and disclosure. “You need to take regulatory compliance very seriously and when you do have problems don’t cover it up. That will only turn it into […]