‘Enforcement 40’ for 2020
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By Securities Docket on April 5, 2019, 9:58 am
“Tesla still appears unwilling to exercise any meaningful control over its CEO,” SEC lawyer Cheryl Crumpton told the judge Thursday. “He is regularly tweeting about communications that could be material and blowing past the approval process.” But judge declined to spank Musk — choosing instead to order the Tesla CEO and the SEC to work […]
By Securities Docket on April 5, 2019, 8:25 am
When is a digital token a security? It has the ring of modern haiku, but it’s a serious question to securities lawyers operating on the cutting edge of the crypto-world. We caught up with Fenwick & West partner Michael Dicke, the former enforcement chief of the San Francisco regional Securities and Exchange Commission office, to […]