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Browse: Home / 2019 / May / 15 / Former FINRA Department of Enforcement Director Joins Shearman & Sterling | Shearman & Sterling

Former FINRA Department of Enforcement Director Joins Shearman & Sterling | Shearman & Sterling

By Securities Docket on May 15, 2019, 7:35 am

Shearman & Sterling is delighted to announce that Sara Raisner has joined the firm’s Litigation and Enforcement practice as counsel. She will be based in the firm’s New York office.

Prior to joining Shearman & Sterling, Sara was a Director in FINRA’s Department of Enforcement. During her time at FINRA, Sara led a team of enforcement attorneys and investigators on regulatory matters involving securities fraud, suitability, anti-money laundering surveillance, operational failures and other violations of the federal securities laws and FINRA rules against firms and individuals.

via Former FINRA Department of Enforcement Director Joins Shearman & Sterling | Shearman & Sterling.

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Posted in People, Top | Tagged FINRA, Regulators

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