‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInAllison Herren Lee Sworn In As SEC Commissioner
Commissioner Lee has over two decades of experience as a securities law practitioner. Most recently, she has written, lectured, and taught courses internationally on financial regulation and corporate law. She served for over a decade in various roles at the SEC, including as counsel to Commissioner Kara Stein, and as Senior Counsel in the Division […]
Suspicious trades preceded 10% of UK takeover announcements in 2018 | Financial Times
Suspicious trades that can indicate insider trading occurred before 10 per cent of takeover announcements in the UK in 2018, the lowest level since at least 2006, according to official statistics. It is a marked drop from the previous year, when suspicious trades occurred before 22 per cent of takeover announcements, which was the highest […]
The SEC Can’t Keep Kik-ing the Crypto Can – On the Chain
SEC Chairman Jay Clayton stated last year that all ICOs he has seen are securities. And yet the SEC has pursued enforcement actions against only a small portion of ICOs – less than ten percent – most of which involved fraud or other intentional misconduct. It’s too soon to tell for sure, but this action […]