‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInKik Lawyers Say SEC Has No Strong Evidence, Twisted Facts in Complaint
In a court filing dated Aug. 6, Kik’s lawyers state that the SEC relied on taking quotes out of context and twisting facts in order to support their allegations. Kik further wrote that the SEC resorted to misrepresenting the facts because they have no strong evidence to support their claims: “If the Commission had strong […]
Ex KPMG partner banned over insider trading | ICAEW Economia
A former KPMG US partner accused of insider trading is to pay the US Securities & Exchange Commission (SEC) $125,000 (£102,771) in a final judgment that will also see him banned for life from practising as a listed company accountant or auditor. Thomas Avent Jr agreed to the final judgment without admitting or denying the […]