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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInTelegram Pushes Ahead With Plans for ‘Gram’ Cryptocurrency – The New York Times
Telegram has told investors that it is planning to send out the first batches of its coin, the Gram, within the next two months, according to three investors who have spoken with Telegram recently. Telegram is also planning to make Gram digital wallets available to the 200 million to 300 million global users of Telegram’s […]
RSM US LLP Charged With Violating Auditor Independence Rules
According to the SEC’s order, RSM US repeatedly represented that it was “independent” in audit reports issued on the clients’ financial statements, which were included or incorporated by reference in public filings with the Commission or provided to investors. Instead, the SEC found that RSM US or its associated entities, including other member firms of […]
FINRA EVP Of Office Of Fraud Detection And Market Intelligence Cameron Funkhouser Announces Retirement
FINRA today announced the retirement of Executive Vice President Cam Funkhouser after more than 35 years of service at the organization. Funkhouser has led FINRA’s Office of Fraud Detection and Market Intelligence (OFDMI) – including the Insider Trading and Fraud Surveillance units, FINRA’s Complaint Center and FINRA’s Whistleblower program – since its creation 10 years […]
SEC chief’s crypto skepticism sets up Facebook clash over Libra | Business | messenger-inquirer.com
The scene was straight out of the era of bitcoin mania: a man on an Amtrak train to New York speaking loudly into his mobile phone, discussing a digital token he was promoting and bragging about how he planned to pump up the price. But unknown to the crypto entrepreneur, sitting a few seats away […]