Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInVeteran SEC Lawyer to Head Enforcement in SF Regional Office | The Recorder
Winkler, whose resume includes work as an associate on both the plaintiffs’ and defense side of the private securities bar, succeeds former office enforcement chief Erin Schneider, who was tapped to lead the San Francisco SEC office as regional director in May. Winkler has served the office as assistant regional director since 2015. Cases that Winkler […]
Does a Directors and Officers Insurance Policy Cover the Settlement of Criminal Charges? | Insurance and Reinsurance Disputes Blog
Directors and Officers (“D&O”) insurance policies cover individuals and entities for a wide variety of claims for “wrongful acts.” Many D&O policies provide coverage for claims based on criminal proceedings. When criminal charges are settled against corporations and officers, very often the settlement includes fines, penalties, cost of investigation and other payments. Are these payments […]
SEC Names Monique Winkler as Associate Regional Director in San Francisco Office
The Securities and Exchange Commission today announced that Monique C. Winkler has been named Associate Regional Director for enforcement in the San Francisco Regional Office. Ms. Winkler succeeds Erin E. Schneider, who became Regional Director of the SEC’s San Francisco office in May 2019. Ms. Winkler began working at the SEC’s Division of Enforcement as […]
Robert Khuzami, Prosecutor in Michael Cohen Case, Joins Guggenheim Partners – The New York Times
Robert S. Khuzami, the federal prosecutor in Manhattan who supervised the criminal case against President Trump’s former lawyer, is returning to the private sector as the top lawyer at Guggenheim Partners, the firm said on Tuesday. Mr. Khuzami will be a managing partner at Guggenheim, which said in its announcement of his hiring that he […]