‘Enforcement 40’ for 2020
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By Securities Docket on September 6, 2019, 8:54 am
Former UK Prime Minister Theresa May’s attempts to disband the Serious Fraud Office undermined the agency and led to resources being diverted from fighting financial crime, its former head has said. At an event* this week, David Green spoke for the first time since his departure in April last year about the pressure the SFO […]
By Securities Docket on September 6, 2019, 7:51 am
Veteran Nasdaq in-house counsel John Zecca will take the reins of the legal department as chief legal officer and executive vice president on Oct. 1 while current CLO Ed Knight becomes vice chairman, according to a statement on Thursday from the New York-based financial services corporation. via Nasdaq taps veteran in-house counsel for top legal […]
By Securities Docket on September 6, 2019, 7:49 am
Tom Epps has joined Cooley as a partner in the London office, marking the latest key addition to the firm’s white collar group. He arrives from Brown Rudnick, where he was a partner for six years. via Cooley Boosts White Collar Practice in London | Financial Post.