‘Enforcement 40’ for 2020
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By Securities Docket on September 19, 2019, 7:41 am
The SEC alleges that Tom Simeo, a resident of New York City, New York, created the false impression to the public that Viking had an experienced financial professional involved in its operations and financial reporting as its CFO, when in reality, the Company had no CFO. According to the complaint, between November 2014 and May […]