‘Enforcement 40’ for 2020
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By Securities Docket on September 28, 2019, 11:06 am
As the U.S. government heads toward its September 30 fiscal year-end, the Securities and Exchange Commission has announced a flurry of lawsuit settlements and charges against seven different organizations in two days. Three of the cases involved wrongdoing in China, and two of them involved violations of the Foreign Corrupt Practices Act (FCPA). Among the […]
By Securities Docket on September 28, 2019, 11:05 am
Federal white-collar prosecutions have declined by nearly 50 percent since the peak years of President Barak Obama’s administration, according to figures compiled by the Transactional Records Access Clearinghouse (TRAC) at Syracuse University. In the first 11 months of FY 2019,the government launched 4,973 prosecutions—most of them cases of fraud by wire, radio or television—a drop […]