The Securities and Exchange Commission today announced that Katharine E. Zoladz has been named Associate Regional Director for enforcement in the Los Angeles Regional Office. Ms. Zoladz succeeds John Berry, who left the agency in July 2019. Ms. Zoladz will now oversee the Los Angeles office’s enforcement efforts in Southern California, Arizona, Hawaii, and Nevada, along with fellow Associate Regional Director Alka Patel.
Ms. Zoladz began working at the SEC’s Division of Enforcement as a staff attorney in the Los Angeles office in 2010 and joined the division’s Asset Management Unit in 2017. She was promoted to Assistant Regional Director in 2017.
‘Enforcement 40’ for 2020
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