‘Enforcement 40’ for 2020
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By Securities Docket on October 22, 2019, 6:31 pm
This month the U.S. Securities and Exchange Commission (SEC) initiated three illuminating regulatory and enforcement crypto-related actions, celebrating a virtual Octoberfest of crypto-related initiatives and proclamations. via The SEC Triples Down on its Cryptocurrency Crackdown | LinkedIn.
By Securities Docket on October 22, 2019, 9:24 am
David I. Miller, an experienced trial lawyer and former federal prosecutor, has joined the New York office of global law firm Greenberg Traurig, LLP as a shareholder in its Litigation Practice. He joins from Morgan Lewis. via Greenberg Traurig’s White Collar Practice Attracts Former Federal Prosecutor David I. Miller | News | Greenberg Traurig LLP.
By Securities Docket on October 22, 2019, 9:21 am
The US Securities and Exchange Commission has long been called the top cop on Wall Street, but in Donald Trump’s administration the regulator has struck a softer tone. The SEC has shifted focus since 2017 under the direction of chairman Jay Clayton, with blockbuster corporate fines giving way to cases in which Main Street investors […]