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Browse: Home / 2019 / October / 29 / Dispatches from Securities Enforcement Forum 2019 – Radical Compliance

Dispatches from Securities Enforcement Forum 2019 – Radical Compliance

By Securities Docket on October 29, 2019, 5:05 pm

Several hundred securities enforcement professionals gathered in Washington on Wednesday for the 2019 Securities Enforcement Forum. Radical Compliance couldn’t be there in person, so we gathered a bundle of dispatches from social media to give a flavor of what was discussed. After all, when under SEC investigation, you want the experience to be as enjoyable as possible, right?

via Securities Enforcement Forum 2019 – Radical Compliance.

Posted in Industry, Top | Tagged Conferences

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