Enforcement Co-Director Peikin touts self-reporting, creative remedies at Securities Docket conference

Steve Peikin, co-director of the SEC’s Division of Enforcement, recently participated in a panel discussion at the Securities Docket 2019 Enforcement Forum. Peikin addressed recent Division initiatives, such as its Share Class Selection Disclosure Initiative, as well as the SEC’s approach to remedies and settlements.

via Jim Hamilton’s World of Securities Regulation: Enforcement Co-Director Peikin touts self-reporting, creative remedies at Securities Docket conference.