Defendant in SEC Enforcement Action Convicted of Securities Fraud and Obstructing the SEC’s Investigation

On October 28, 2019, a Massachusetts man charged by the Securities and Exchange Commission with misleading investors was found guilty of securities fraud and of obstructing the SEC’s investigation by a federal jury in a parallel criminal case. The SEC’s civil action remains pending.

via Defendant in SEC Enforcement Action Convicted of Securities Fraud and Obstructing the SEC’s Investigation