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Browse: Home / 2019 / November / 06 / Remedies in SEC Enforcement Actions: The End of Disgorgement? – SEC ACTIONS

Remedies in SEC Enforcement Actions: The End of Disgorgement? – SEC ACTIONS

By Securities Docket on November 6, 2019, 8:48 am

The Supreme Court granted certiorari in a case that may well have a very significant impact on the remedies available in Commission enforcement actions: Liu v. Securities and Exchange Commission, No. 18-1501 (Cert. granted Nov. 1, 2019). The question the Court agreed to resolve is: “Whether the Securities and Exchange Commission may seek and obtain disgorgement from a court as ‘equitable relief’ for a securities law violation even though this Court has determined that such disgorgement is a penalty.” The case will be heard later this term.

via Remedies in SEC Enforcement Actions: The End of Disgorgement? – SEC ACTIONS.

Posted in SEC, Top | Tagged Disgorgement, Supreme Court

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