SEC Enforcers Continue to Focus on Undisclosed Fees | LexBlog

In a series of enforcement cases over the past few months, the SEC has continued to bring actions focused on undisclosed fees charged to clients. Many of these cases have charged firms with fraud and other violations based on fees that were not adequately disclosed. While some attention has focused on retail wealth managers, institutional advisers to private funds have attracted scrutiny for undisclosed fees, leading to the following enforcement actions….

via SEC Enforcers Continue to Focus on Undisclosed Fees | LexBlog.