‘Enforcement 40’ for 2020
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By Securities Docket on December 3, 2019, 3:09 pm
Thank you, Broc, for all you have done for my career and being a good friend over the years. I will miss what you brought to the corporate securities and governance community day-in and day-out. You left it all on the field. Say it ain’t so, Broc. Say it ain’t so!.
By Securities Docket on December 3, 2019, 8:40 am
Chris Giancarlo, who was chair of the U.S. Commodity Futures Trading Commission (CFTC) until July, has been named senior counsel to New York-headquartered law firm Willkie Farr & Gallagher, the company said in a statement on Monday. Giancarlo was chair of the CFTC, the world’s leading derivatives regulator, from August 2017 to July this year […]