‘Enforcement 40’ for 2020
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By Securities Docket on December 5, 2019, 7:58 pm
The House bill aims to establish a legal foundation that is less susceptible to change. It doesn’t require prosecutors to prove that a defendant knew how a piece of inside information was obtained or whether there was a personal benefit paid to anyone in the chain of communication. Instead, the recipient or provider of an […]
By Securities Docket on December 5, 2019, 6:38 pm
Please join F. Joseph Warin, John W.F. Chesley, Sean X. McKessy and Jim Barratt for this free webcast.
By Securities Docket on December 5, 2019, 5:49 pm
The SEC’s complaint against former Celadon president and chief operating officer William Eric Meek and former chief financial officer Bobby Peavler alleges that they sought to conceal losses by engaging in a scheme to buy and sell trucks at inflated prices, in some cases double or triple their fair market value. The complaint alleges that as a result […]
By Securities Docket on December 5, 2019, 3:18 pm
The SEC’s complaint against former Iconix CEO Neil Cole and former Chief Operating Officer Seth Horowitz alleges that Cole and Horowitz devised a fraudulent scheme to create fictitious revenue, allowing Iconix to meet or beat Wall Street analysts’ consensus estimates in the second and third quarters of 2014. According to the complaint, Cole and Horowitz […]
By Securities Docket on December 5, 2019, 9:23 am
Global law firm Greenberg Traurig, P.A. has expanded its Miami office White Collar Defense & Special Investigations Practice and Litigation Practice with the addition of Benjamin G. Greenberg, a former U.S. Attorney for the Southern District of Florida. Greenberg spent nearly 20 years with the U.S. Attorney’s office, and most recently served in the role […]