Daily Archives: January 8, 2020, 10:40 am

Cipperman predictions for 2020 regulatory agenda | On Wall Street

Below I offer my regulatory predictions for 2020, addressing Regulation Best Interest, closed-end funds, private equity and compliance, among others. One caveat: my crystal ball is always cloudier during a presidential election year. For example, if Jay Clayton or Dalia Blass decide to resign (not predictions, although possible based on history), all bets are off as the SEC would grind…

Read More