‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on February 6, 2020, 12:48 pm
2020 is not just an election year; it is also a year where regulators are signaling their intent to continue to increase their focus on big data and the privacy of personally identifiable information (PII). The recent announcement by the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) that it will […]
By Securities Docket on February 6, 2020, 8:54 am
Bernard L. Madoff, the mastermind of the largest Ponzi scheme in history, said in a court filing on Wednesday that he was dying and asked for an early release from prison. Mr. Madoff, 81, has less than 18 months to live after entering the final stages of kidney disease, the filing said. via Bernie Madoff […]