‘Enforcement 40’ for 2020
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By Securities Docket on February 14, 2020, 9:05 am
Tesla received a subpoena in December from the Securities and Exchange Commission asking the electric-car maker to turn over information about its financial data and contracts, the company said in a filing with the agency on Thursday. In the filing, Tesla also said the S.E.C. had closed a separate investigation into projections and statements the […]
By Securities Docket on February 14, 2020, 8:42 am
The Securities and Exchange Commission today announced that Nancy Sumption will serve as Chairman Jay Clayton’s Senior Advisor for Cybersecurity Policy. In this role, Ms. Sumption will coordinate efforts across the agency to address cybersecurity policy, engage with external stakeholders on matters related to cybersecurity, and help enhance the SEC’s mechanisms for assessing and responding […]