‘Enforcement 40’ for 2020
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By Securities Docket on March 3, 2020, 9:20 am
Over the last few days, as updates about the spread of the coronavirus have dominated the news cycle and roiled financial markets, I have had a number of conversations about whether the emerging coronavirus outbreak could result in D&O claims. There is no doubt that if a building fire, a plane crash, or an oil […]
By Securities Docket on March 3, 2020, 8:50 am
Last week, the U.S. Securities and Exchange Commission (SEC) announced that actor and famed martial artist Steven Seagal pumped up an initial coin offering (ICO) without telling investors he was getting paid a promotional fee to do so. Much like two prior 2018 SEC enforcement actions against Floyd Mayweather and DJ Khaled, the SEC’s Seagal enforcement action came as no […]