‘Enforcement 40’ for 2020
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By Securities Docket on March 16, 2020, 4:37 pm
Exelon announced today it has named David Glockner, a former top Securities and Exchange Commission (SEC) official and chief of the Criminal Division in the U.S. Attorney’s Office for the Northern District of Illinois, as its new executive vice president of Compliance and Audit. Glockner, who currently serves as chief compliance officer for global investment […]
By Securities Docket on March 16, 2020, 4:06 pm
Two workers at the SEC’s Washington headquarters may have the new coronavirus, an agency official said in a court filing. The Securities and Exchange Commission’s Enforcement Division has implemented an emergency policy of “either requiring or strongly encouraging telework for its personnel, depending on their individual circumstances and each employee’s physical proximity to the workstations […]