‘Enforcement 40’ for 2020
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By Securities Docket on March 24, 2020, 11:44 am
Stanley Sporkin, who was the scourge of industry in the 1970s as the crusading chief enforcement officer of the Securities and Exchange Commission and who later had a colorful and controversial tenure as a federal judge in Washington with strongly worded rulings on high-profile cases, died March 23 at a hospice center in Rockville, Md. […]
By Securities Docket on March 24, 2020, 11:37 am
Stanley Sporkin was a giant, as a lawyer, judge and, most of all, public servant. He brought integrity and discipline to our markets. Investors, and all of us who have followed him at the Commission, benefit greatly from his work every day. via SEC.gov | Statement on the Passing of Judge Stanley Sporkin.
By Securities Docket on March 24, 2020, 10:53 am
We wish to emphasize the importance of maintaining market integrity and following corporate controls and procedures. For example, in these dynamic circumstances, corporate insiders are regularly learning new material nonpublic information that may hold an even greater value than under normal circumstances. This may particularly be the case if earnings reports or required SEC disclosure […]