An investment banking giant has appointed a new global head of regulatory affairs and a chief compliance officer.
Kathryn Ruemmler has joined the group as its global head of regulatory affairs while Michael Richman has taken the role of chief compliance officer.
Ms Ruemmler will oversee the management of the firm’s regulatory infrastructure, including Goldman Sachs’ interactions with banking regulators, securities regulators and supervisory authorities globally. She will also be responsible for overseeing the firm’s compliance policies and procedures.
‘Enforcement 40’ for 2020
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