‘Enforcement 40’ for 2020
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By Securities Docket on April 20, 2020, 4:30 pm
Securities Enforcement Forum West has gone virtual for 2020!
By Securities Docket on April 20, 2020, 4:10 pm
The Securities and Exchange Commission today announced a $5 million award to a whistleblower who provided significant information that led to a successful enforcement action. The whistleblower provided critical evidence of wrongdoing, which helped save time and resources in the SEC’s investigation, and the whistleblower suffered a unique hardship as a result of raising concerns […]
By Securities Docket on April 20, 2020, 3:25 pm
Sen. John Kennedy, citing the coronavirus crisis, urged Attorney General Bill Barr on Monday to deny early prison releases for Allen Stanford, Bernie Madoff and others who have been convicted of “serious fraudulent crimes.” Kennedy, R-La., on Monday penned a letter to Barr after the attorney general last month directed the Federal Bureau of Prisons to grant […]