The U.S. Securities and Exchange Commission (SEC) in the past few weeks has issued several reminders about prohibitions on insider trading on the basis of material, nonpublic information. Additionally, the SEC is encouraging companies to timely report material effects that COVID-19 has had on a company, including what management expects the future impact will be, how management is responding to evolving events, and how management is planning for COVID-19-related uncertainties, as such information can be material to investment decisions.
‘Enforcement 40’ for 2020
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