‘Enforcement 40’ for 2020
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By Securities Docket on May 4, 2020, 11:36 am
Securities Enforcement Forum West 2020 panelists offer their “One Big Thing” to take away from this year’s event.
By Securities Docket on May 4, 2020, 8:45 am
A growing number of public companies are now listing ransomware as a forward-looking risk factor in documents filed with the US Securities Exchange Commission. More than 1,000 documents mentioning ransomware as a risk factor have been filed over the last 12 months, and more than 700 in 2020 alone, with the number expected to easily […]
By Securities Docket on May 4, 2020, 8:12 am
The Liu case marks four consecutive years in which the SEC has faced a major Supreme Court challenge to its enforcement practices. It comes on the heels of the aforementioned Kokesh case in 2017, Lucia v. SEC in 2018, and Lorenzo v. SEC in 2019, continuing what appears to be the longest streak of its kind […]