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Browse: Home / 2020 / May / 13 / Blog: SEC Enforcement Co-Director discusses COVID-19-related enforcement priorities | Cooley LLP – JDSupra

Blog: SEC Enforcement Co-Director discusses COVID-19-related enforcement priorities | Cooley LLP – JDSupra

By Securities Docket on May 13, 2020, 6:33 pm

In his keynote address to Securities Enforcement Forum West 2020, SEC Enforcement Co-Director Steven Peikin discussed some of the efforts of  the Division of Enforcement to detect misconduct arising out of the COVID-19 pandemic and related market disruption, including the formation of a steering committee to proactively identify and monitor areas of potential misconduct.  Of particular interest here are the focus on insider trading and financial and disclosure-related fraud.

via Blog: SEC Enforcement Co-Director discusses COVID-19-related enforcement priorities | Cooley LLP – JDSupra.

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