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Browse: Home / 2020 / May / 13 / Keynote Address by Steven Peikin: Securities Enforcement Forum West 2020

Keynote Address by Steven Peikin: Securities Enforcement Forum West 2020

By Securities Docket on May 13, 2020, 8:07 am

So this afternoon, I’d like to share with you how the Division of Enforcement is responding during this ongoing crisis. I’ll describe some of the work we are doing to detect and address COVID-19-related misconduct. Then I will turn to our regular docket of investigations and litigations. All of our regular enforcement responsibilities remain in place, and we are endeavoring to execute on them, though in many respects we have had to find new ways to do so. I’ll close with a brief discussion of where I see the Division going from here.

via SEC.gov | Keynote Address: Securities Enforcement Forum West 2020.

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Posted in SEC, Top | Tagged COVID-19, Speeches

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