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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInOperating in a Pandemic: Securities Litigation Risk and Navigating Disclosure Concerns
The COVID-19 pandemic has introduced new corporate disclosure issues and increased the attendant risk of securities fraud actions, as evidenced by plaintiffs’ initial filings across the country in the past few weeks. This article discusses the significance of those initial suits to public reporting companies and how companies can tailor and update their disclosures to […]
SEC, DOJ told to review RBS whistleblower case | Business Insurance
The U.S. Justice Department and Securities and Exchange Commission must review whether an ex-Royal Bank of Scotland employee is owed a whistleblower payout and provide documents relating to his case, a federal U.S. court said on Tuesday. The U.S. Second Circuit Appeals Court decision could set an important precedent for other whistleblowers who say they […]