‘Enforcement 40’ for 2020
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By Securities Docket on July 2, 2020, 8:39 am
Investigative subjects – particularly corporate and other business entities – usually accede to SEC demands for tolling agreements. They fear if they don’t agree the SEC staff will impose unreasonably short time deadlines for responding to subpoenas and other investigative demands. They also fear the SEC staff will rush to judgment and they might not be allowed […]