‘Enforcement 40’ for 2020
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By Securities Docket on July 21, 2020, 10:16 am
In response to the 2008 financial crisis, Congress passed the Dodd-Frank Act on July 21, 2010, which, among other things, created the SEC Whistleblower Program. A decade later, the program has proven to be successful in generating high-quality information regarding securities laws violations that have enabled the SEC to halt fraud schemes and protect investors. Since […]
By Securities Docket on July 21, 2020, 9:39 am
Tuesday marks the 10th anniversary of the Dodd-Frank Act, the landmark financial-reform legislation passed in the wake of the Great Recession. What we’ve learned during this time is that there’s strong consensus that the whistleblower-rewards provisions are effective in detecting and combatting fraud and conserving limited public resources. Using financial incentives to motivate potential whistleblowers […]