‘Enforcement 40’ for 2020
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By Securities Docket on August 17, 2020, 6:55 pm
NPR reviewed data from the 1980s through last year and found that under the Trump administration, the SEC brought just 32 insider trading enforcement actions in 2019, the lowest number since 1996. The SEC charged 46 defendants as part of those cases. That was the lowest number of defendants in insider trading cases since Ronald […]
By Securities Docket on August 17, 2020, 6:53 pm
While BaFin staff was buying and selling Wirecard shares, BaFin was investigating the company based on media reports about suspected accounting manipulation at its unit in Singapore and an anonymous complaint it received in early 2019. BaFin, as a financial supervisor, also directly oversees Wirecard Bank, which is part of Wirecard. “It certainly does not […]