‘Enforcement 40’ for 2020
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By Securities Docket on September 11, 2020, 10:49 am
The novel argument, which takes aim at the validity of so-called tolling agreements allowing the SEC to extend the statutory five-year window for filing an enforcement action, has never before been offered in court, and very little has been written on the subject. That is, outside of an article by a former SEC lawyer, who says […]
By Securities Docket on September 11, 2020, 8:15 am
Lawyers for one-time Silicon Valley wunderkind Elizabeth Holmes at her trial may pursue a “mental disease” defense against charges that she misled patients and investors about the capabilities of her company Theranos’ blood tests. The potential defense was disclosed in a ruling late Wednesday by U.S. District Judge Edward Davila in San Jose, who ordered […]